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VIRGINIA FREEDOM OF INFORMATION ADVISORY COUNCIL
COMMONWEALTH
OF VIRGINIA |
AO-05-26
May
5, 2026
Ms.
Melissa Waugh
Fairfax, Virginia
Request received via email
The staff of the Freedom of Information Advisory Council
is authorized to issue advisory opinions. The ensuing
staff advisory opinion is based solely upon the information
presented in your email of March 5, 2024.
Dear
Ms. Waugh:
YouYou have requested an advisory opinion relative
to the Virginia Freedom of Information Act (§
2.2-3700 et seq. of the Code of Virginia) (FOIA),
and specifically, the practices of Loudoun County
Public Schools (LCPS) on the following questions:
1. Does FOIA apply to Virginia public schools when
parents or guardians request copies of their child's
scholastic records?
2.
What if parents or guardians do not mention FOIA
specifically when requesting their child's scholastic
records? What if a parent or guardian just says
that he or she would like a copy of the child's
records?
3.
Can a Virginia public school choose to apply the
federal Family Educational Rights and Privacy Act
(FERPA) deadlines to provide records in 45 days
and other provisions of FERPA instead of FOIA? For
example, does the school possess the authority to
determine whether to provide copies of the requested
records to the parent or guardian or to require
the parent or guardian to come to the school to
"inspect and review" the requested records
pursuant to FERPA?1
4.
Must a Virginia public school provide notice to
parents, guardians, and students of their rights
under FOIA?
5.
Would it be a violation of FOIA to insist that parents
or guardians requesting a copy of their child's
scholastic records complete a FERPA records request
form that does not inform the parents or guardians
of their more expansive rights under FOIA?
After
initially submitting the five preceding questions
regarding scholastic records and the applicability
of FOIA and FERPA, you submitted the following two
questions for additional consideration:
6. Does misleading information posted on Loudoun
County Public Schools' (LCPS) website and FOIA portal
comply with the requirements of subsection A of
§ 2.2-3704.1 of the Code of Virginia that require
a school board to post a link on its homepage to
a "plain English explanation of the rights
of a requester under this chapter, the procedures
to obtain public records from the public body, and
the responsibilities of the public body in complying
with this chapter"?
7. Can a school delegate its responsibility to provide
parents, guardians, and students with scholastic
records to a third party who assesses charges for
the production of scholastic records even though
FOIA prohibits the school from assessing charges
for producing the same records?
Background
As background information, you are a special education
attorney in Virginia representing families of children
with disabilities in disputes with school districts.
As FOIA was amended in 2021 to prohibit a public body
from charging for scholastic records requested by
a student's parent or guardian or a student 18 years
of age or older, you stated in an email to this office
that you have started requesting student scholastic
records through FOIA rather than through FERPA. You
also stated that you use FOIA instead of FERPA to
request scholastic records because under FOIA parents
can get the records sent to them electronically instead
of being forced to go to the school to scan their
child's records. In addition, you wrote that the response
deadline for responding to FOIA requests (five working
days by default with possible extensions) is shorter
than the requirement under FERPA (45 days). You conveyed
in your email that Virginia school districts have
historically applied FERPA to requests by parents
and guardians for their child's scholastic records
by requiring a parent or guardian to come to the school
during the school day to scan or take pictures of
the requested records on a cell phone. You stated
that the school districts will not provide copies
of students' scholastic records "for a fee or
otherwise." You also wrote that school districts
take weeks to provide access to the records because
FERPA, unlike FOIA, allows up to 45 days for a response.
You
also wrote that after FOIA was amended to ensure that
students' scholastic records are provided to parents
or guardians without charge, you have decided to start
affirmatively invoking FOIA when submitting requests
for scholastic records on behalf of parents or guardians.
You stated in your email that you utilize this practice
because of FOIA's shorter response timeline (five
working days) and the requirement that copies of scholastic
records must be provided without charge pursuant to
subsection F of § 2.2-3704 of the Code of Virginia.
You also stated that some school districts have resisted
by refusing to provide copies of records within FOIA's
timelines.
You
attached to your email a copy of a Memorandum Opinion
(Memorandum) from the Circuit Court of Loudoun County
(Circuit Court) resulting from a Petition for Writ
of Mandamus that you filed on behalf of your client,
the Petitioner, against the Loudoun County School
Board (referred to in the body of the Memorandum as
Loudoun County Public Schools (LCPS)) for failing
to respond in a timely manner to a parent's request
for her child's scholastic records under FOIA.2 In
this matter, the Petitioner filed a Petition for Writ
of Mandamus pursuant to § 2.2-3713 of the Code
of Virginia because LCPS had failed to respond or
produce the requested records within five working
days. LCPS argued that the matter was moot as it had
eventually produced the requested records. LCPS contended
that its failure to respond timely "was predicated
on a good faith reliance on the provisions of FERPA
relative to such requests."3
The
Petitioner prevailed in part when the Circuit Court
found that the requested records were subject to FOIA
and that LCPS's denial of the records when initially
requested was untimely. The Circuit Court determined
that LCPS had violated the provisions of FOIA to produce
the requested records as required by subsection B
of § 2.2-3704 of the Code of Virginia. The Circuit
Court further determined that the Petitioner had substantially
prevailed on the merits of her claim, that awarding
of costs and reasonable attorney fees was appropriate,
and that the circumstances did not make the award
unjust. Thus, the Circuit Court awarded the Petitioner
costs and reasonable attorney fees based on the relief
provisions of FOIA in subsection D of § 2.2-3713
of the Code of Virginia.
On behalf of the Petitioner, you also requested the
Circuit Court to order LCPS to stop violating FOIA
in the future and change its Records Request Form
and the information on its website regarding records
requests to inform parents of their rights under FOIA.
Even though the Petition cited the requirements in
subsection A of § 2.2-3704.1 of the Code of Virginia
for the posting of "a plain English explanation
of the rights of the requester" on LCPS's website,
the Circuit Court did not grant these requests. The
Circuit Court recognized that the request directing
LCPS in its handling of requests by future unknown
parents who may request such records is not supported
by the evidence presented as those parents "are
not parties to this proceeding and Virginia does not
sanction class actions in such cases."4 The Circuit
Court also indicated that the posting of the disclosure
policy by LCPS was being brought into alignment with
the requirements of FOIA.5
You
also wrote in your email that one of your concerns
is that LCPS's website refers parents to the webpage
on FERPA to request copies of scholastic records.6
Additionally, your concern is that when parents request
a school to provide their child's scholastic records,
the individual schools provide the parents a LCPS
FERPA Request Form (RT-20) to submit that says nothing
of a parent's or a guardian's rights under FOIA. You
attached a copy of this request form to your email
to this office. You expressed that even if a parent
or guardian is savvy enough to look on LCPS's FOIA
webpage, the language on it implies that there may
be charges for providing scholastic records even though
scholastic records are exempt from charges for such
records under FOIA. In your email, you stated that
LCPS's FOIA webpage is misleading parents into thinking
they cannot request a child's scholastic records from
the school district pursuant to FOIA because "[i]f
you click on the red box at the bottom of the page,
set up an account, and go to the Public Records Center
to request records, in the drop-down menu there is
no option for Scholastic Records . . . again, misleading
parents into thinking they cannot request Scholastic
Records from LCPS pursuant to [FOIA]."7 You have
inquired as to how LCPS's website and these records
request forms can be in compliance with FOIA.
You also provided a response email to an inquiry you
submitted to the United States Department of Education's
Student Privacy Policy Office (SPPO) regarding FOIA
and FERPA. SPPO maintains the FERPA email box to provide
school officials, parents, students, and others with
brief, informal responses to routine questions about
FERPA. You asked SPPO about recent amendments to FOIA
that provide for Virginia parents to receive free
copies of their child's scholastic records and about
FOIA's shorter timeline for a school district to produce
records (five working days, with an allowable seven-working-day
extension) versus FERPA's 45-day timeline. Specifically,
you asked the following questions:
Does
FERPA (a federal law) supersede Virginia law that
provides much more robust rights to parents than
FERPA?
In
other words, can a school district unilaterally
decide to ignore FOIA requirements that a parent
be provided copies of records and force the parent
to inspect only?
Or,
can a school district unilaterally decide to apply
the FERPA 45-day timeline instead of the much shorter
FOIA timeline?
On January 22, 2024, Ms. Ellen Campbell with SPPO
responded to your email by stating that:
Briefly,
FERPA is a federal law that protects the privacy
of students' education records. The term "education
records" means those records that are: (1)
directly related to a student; and (2) maintained
by an educational agency or institution or by a
party acting for the agency or institution. See
§ 99.3 "Education records." FERPA
affords parents and eligible students the right
to have access to their education records, the right
to seek to have the records amended, and the right
to have some control over the disclosure of information
from the records. (An "eligible student"
is a student who has turned 18 or is attending college
at any age.) Under FERPA, an educational agency
or institution is prohibited from disclosing personally
identifiable information (PII) from students' education
records, without consent, unless the disclosure
meets an exception to FERPA's general consent requirement.
See 34 CFR § 99.30 and § 99.31.
In
her email, Ms. Campbell also provided hyperlinks to
FERPA regulations and a guidance document for parents
on the Department of Education's website. Both hyperlinks
appear to have expired or been removed since you submitted
your request to this office.
Ms.
Campbell further wrote that:
SPPO has not analyzed Virginia State law, but in
general, a state may have a law that provides additional
rights to parents and eligible students. However,
if a state law takes away the rights afforded parents
and eligible students by FERPA, then we would see
this as a conflict and, if the educational agency
or institution wished to continue to receive U.S.
Department of Education funds, then the school would
have to comply with FERPA and not the state law.
For example, a state could require that schools
provide parents with access (or copies) within 5
days, while FERPA requires that a school provide
a parent with an opportunity to inspect and review
their child's education records within 45 days after
it has received the request. See § 99.10(b).
However, the state law could not dictate that the
school has 60 days to comply with a request for
access without conflicting with FERPA.
Along with the two supplemental questions, you also
provided this office with 75 additional pages of documents
that included a copy of the "Review of Policies
and Practices Regarding Scholastic Records" prepared
by the Loudoun County Special Education Advisory Committee
(SEAC) and provided to LCPS. In this "Review
of Policies and Practices" document, there were
six specifically expressed Concerns and approximately
nine Recommendations regarding the adopted policies
and procedures implemented by LCPS for responding
to student records requests. You stated that many
of the issues initially identified have yet to be
addressed or changed by LCPS.
One
of SEAC's concerns is that "LCPS staff will restrict
the methods by which a parent can request to receive
copies of their child's education records if the right
to receive them in a specified format is not in a
school board policy." The most concerning issue
to you specifically is the information provided in
the Frequently Asked Questions (FAQ) titled "Requesting
Student Scholastic Records" on page 34 of the
document, which, instead of informing parents, guardians,
and students of their rights to make a FOIA request
for these records at no cost within the five-working-day
timeline, refers viewers to a broken web link. Presumably,
access would have gone to the former "Current
Student Records Request" webpage (p. 32 of the
document), which is now: https://www.lcps.org/o/ddi/page/current-students-record-request.
You discussed the many problems with LCPS's webpage
and portal in the Comments section within the document
and in your email to this office. In particular, you
expressed the concern that "by referring to FERPA
and sending readers to a different location from the
FOIA portal, LCPS seems to be purposefully steering
parents/students away from invoking their rights under
[FOIA] to request Scholastic Records."
SEAC's
"Review of Policies and Practices" document
also contains nine recommendations for improving the
various issues identified by SEAC. These recommendations
range from small changes like the uniform use of terminology
appearing throughout the document to more significant
alterations that include adding specific FOIA language
with citations to the Code of Virginia.
Analysis
FOIA policy as stated in relative part in subsection
B of § 2.2-3700 of the Code of Virginia provides:
By enacting this chapter, the General Assembly ensures
the people of the Commonwealth ready access to public
records in the custody of a public body or its officers
and employees. . . . The affairs of government are
not intended to be conducted in an atmosphere of
secrecy since at all times the public is to be the
beneficiary of any action taken at any level of
government. Unless a public body or its officers
or employees specifically elect to exercise an exemption
provided by this chapter or any other statute, .
. . all public records shall be available for inspection
and copying upon request. All public records shall
be presumed open, unless an exemption is properly
invoked.
The provisions of this chapter shall be liberally
construed to promote an increased awareness by all
persons of governmental activities and afford every
opportunity to citizens to witness the operations
of government. Any exemption from public access
to records . . . shall be narrowly construed and
no record shall be withheld . . . unless specifically
made exempt pursuant to this chapter or other specific
provision of law. This chapter shall not be construed
to discourage the free discussion by government
officials or employees of public matters with the
citizens of the Commonwealth.
All public bodies and their officers and employees
shall make reasonable efforts to reach an agreement
with a requester concerning the production of the
records requested.
Section
2.2-3701 of the Code of Virginia defines "public
records" as:
.
. . all writings and recordings that consist of
letters, words, or numbers, or their equivalent,
set down by handwriting, typewriting, printing,
photostatting, photography, magnetic impulse, optical
or magneto-optical form, mechanical or electronic
recording, or other form of data compilation, however
stored, and regardless of physical form or characteristics,
prepared or owned by, or in the possession of a
public body or its officers, employees, or agents
in the transaction of public business.
The FOIA definition of a "public body,"
also in § 2.2-3701 of the Code of Virginia, explicitly
includes "school boards." School boards
are a body corporate that governs a school division
pursuant to various provisions in Title 22.1 of the
Code of Virginia, including Chapter 1 (§ 22.1-1
et seq.) and Chapter 7 (§ 22.1-71 et seq.). FOIA
in § 2.2-3701 of the Code of Virginia also defines
"scholastic records" to mean "those
records containing information directly related to
a student or an applicant for admission and maintained
by a public body that is an educational agency or
institution or by a person acting for such agency
or institution." For the purposes of FOIA, school
boards and schools are considered to be public bodies
and scholastic records are considered public records.
A comparison of FERPA's definition for "educational
records" and FOIA's definition for "scholastic
records" will be addressed later in this opinion.
Additionally, subsection A of § 2.2-3704 of the
Code of Virginia, in relevant part, provides that:
Except
as otherwise specifically provided by law, all public
records shall be open to citizens of the Commonwealth,
representatives of newspapers and magazines with
circulation in the Commonwealth, and representatives
of radio and television stations broadcasting in
or into the Commonwealth during the regular office
hours of the custodian of such records. Access to
such records shall be provided by the custodian
in accordance with this chapter by inspection
or by providing copies of the requested records,
at the option of the requester. (Emphasis added).
Hence,
"[a]ll public records shall be presumed open
for inspection or copying unless an exemption is properly
invoked" and "[a]ll public bodies and their
officers and employees shall make reasonable efforts
to reach an agreement with citizens and designated
media representatives concerning the production of
the public records requested" function as fundamental
guidelines in applying the provisions of FOIA. FOIA
provides that it is the requester's choice whether
to inspect or obtain copies of the requested records.
Subsection F of § 2.2-3704 of the Code of Virginia
specifically prohibits a public body from assessing
charges to a parent or legal guardian of a minor student
or a student who is 18 years of age or older for providing
"scholastic records" requested pursuant
to subdivision A 1 of § 2.2-3705.4 of the Code
of Virginia that must be made available for inspection
pursuant to FERPA. In addition, subsection G of §
2.2-3704 of the Code of Virginia provides:
No
public body shall be required to produce records
from an electronic database in a format not regularly
used by the public body. However, the public body
shall make reasonable efforts to provide records
in any format under such terms and conditions as
agreed between the requester and public body, including
the payment of reasonable costs. The excision of
exempt fields of information from a database or
the conversion of data from one available format
to another shall not be deemed the creation, preparation,
or compilation of a new public record.
Therefore, a public body must produce and deliver
nonexempt electronic records to an e-mail address
if requested.
Another guideline of FOIA to be considered in our
analysis is "the narrow construction rule of
FOIA."8 FOIA policy in subsection
B of § 2.2-3700 of the Code of Virginia states:
"Any exemption from public access to records
or meetings shall be narrowly construed and no record
shall be withheld or meeting closed to the public
unless specifically made exempt pursuant to this chapter
or other specific provision of law." The Supreme
Court of Virginia recognized in Gloss v. Wheeler
this specific statutory provision of FOIA, which "'puts
the interpretative thumb on the scale in favor of
open government."9 This office has
previously opined that "exemptions [to FOIA]
must be 'narrowly construed' in favor of disclosure."10
Additionally, "if a statute does not specifically
exempt a record from disclosure, it must be made available
for public inspection and copying under FOIA."11
FOIA further provides that redaction of excluded information
from a public record shall be conducted in accordance
with § 2.2-3704.01 of the Code of Virginia and
"all portions of the public record that are not
so excluded shall be disclosed." Thus, FOIA contains
an inherent preference for the release of information
contained in public records as opposed to nondisclosure.
An exclusion to FOIA applicable to this matter may
be found in subdivision A 1 of § 2.2-3705.4 of
the Code of Virginia. This subdivision provides that
scholastic records are excluded from mandatory disclosure
by a public body except as provided in subsection
B of § 2.2-3705.4 or where such disclosure is
otherwise prohibited by law. Subdivision A 1 of §
2.2-3705.4 of the Code of Virginia states this exclusion
as:
Scholastic
records containing information concerning identifiable
individuals, except that such access shall not be
denied to the person who is the subject thereof,
or the parent or legal guardian of the student.
However, no student shall have access to (i) financial
records of a parent or guardian or (ii) records
of instructional, supervisory, and administrative
personnel and educational personnel ancillary thereto,
that are in the sole possession of the maker thereof
and that are not accessible or revealed to any other
person except a substitute.
The
parent or legal guardian of a student may prohibit,
by written request, the release of any individual
information regarding that student until the student
reaches the age of 18 years. For scholastic records
of students under the age of 18 years, the right
of access may be asserted only by his legal guardian
or parent, including a noncustodial parent, unless
such parent's parental rights have been terminated
or a court of competent jurisdiction has restricted
or denied such access. For scholastic records of
students who are emancipated or attending a public
institution of higher education in the Commonwealth,
the right of access may be asserted by the student.
Any
person who is the subject of any scholastic record
and who is 18 years of age or older may waive, in
writing, the protections afforded by this subdivision.
If the protections are so waived, such records shall
be disclosed.
Therefore, scholastic records are generally not subject
to mandatory public release, with the exception that
the records must be provided to the student, if the
student is 18 years of age or older, or to the student's
parents or legal guardian, if the student is under
the age of 18 years. Additionally, the parent or legal
guardian of a student may prohibit, by written request,
the release of any individual information regarding
that student until the student reaches the age of
18 years.
Prior
Advisory Opinions
This office has previously issued several advisory
opinions referencing FOIA and FERPA in regard to various
situations.12 These advisory opinions acknowledged that
"FERPA applies to all educational agencies or
institutions that participate in grant programs administered
by the United States Department of Education."13
This office also stated that "FERPA includes
within its scope virtually all public educational
institutions, such as state universities, as well
as many private educational institutions."14 Moreover,
because FERPA addresses the disclosure of scholastic
or education records, "[t]he focal point of FERPA
is the protection of the privacy of students."15
In general, "FERPA prohibits access to the education
records of any student that contain personally identifiable
information about that student, unless the parent
of the student, or the student if over the age of
18, consents to the disclosure."16 This office
further opined that "[l]ike scholastic records
under § 2.2-3701 of the Code of Virginia, education
records under FERPA are defined as records that contain
information directly related to a student."17 This
office emphasized that "FOIA governs the access
to 'documents,' not information" and a "school
is not required to address your request for an explanation
of a particular record."18 These opinions also
explicitly noted that the FOIA Council "only
has the authority to issue opinions relating to the
interpretation of FOIA, and thus cannot offer an interpretation
of the application of FERPA."19 Therefore, if there
are any questions about the application of FERPA,
this office continues to suggest contacting the United
States Department of Education.20
In
one advisory opinion from 2001, this office acknowledged
that FERPA's definition of education records parallels
FOIA's definition of scholastic records.21 "FERPA
defines education records as records, files, documents,
and other materials which (i) contain information
directly related to a student; and (ii) are maintained
by an educational agency or institution or by a person
acting for such agency or institution."22 However,
this office noted that "unlike FOIA, the decision
as to whether to release education records is not
left to the discretion of the public body." This
difference is because "FERPA requires that any
educational institution that receives public funding
is prohibited from releasing any educational records
without the written consent of the parents."23
An educational institution that releases a student's
educational records without proper authorization could
possibly lose its federal funding.24 This office also
opined that certain information could be part of a
student's scholastic or educational record and that
"[i]n examining the parallel definitions set
forth in FOIA and FERPA, one cannot construe them
one way in one situation, and another way in a different
situation."25 This office concluded that the two
requirements in deciding if a record fits the definition
set forth in both FOIA and FERPA are whether the records
contain "information directly related to a student
and [are] in the custody of a [sic] educational agency."26
Therefore, in order to access the information and
satisfy the requirements of FERPA, which prohibits
their release, a requester would need to obtain the
written consent of a parent of the student, and after
that consent has been obtained, the school system
would no longer have grounds to withhold the information
under either FERPA or FOIA.
In
another advisory opinion from 2001, this office opined
that "[s]imilar to the FOIA exemption, FERPA
prohibits the release of educational records that
contain personally identifiable information."27
This office also stated in a third advisory opinion
from 2001 that:
FERPA's
definition of an educational record parallels FOIA's
scholastic record definition, and defines educational
records as records, files, documents, and other
materials which (i) contain information directly
related to a student; and (ii) are maintained by
an educational agency or institution or by a person
acting for such agency or institution.28
Additionally,
"FERPA states that in order to receive federal
funding, an educational agency must grant parents
the right to inspect and review the education records
of their children," and "an educational
agency may not disseminate educational records to
third parties without the prior consent of the student's
parents."29 Lastly, this office concluded that
"FOIA and FERPA both require that records directly
relating to a student be released to the parents."
However, this office expressed the caveat that records
applicable to a student may be "intertwined with
information properly subject to other FOIA exemptions."30
Therefore, while parents or guardians are entitled
to receive the portions of the records directly relating
to their child, "other information falling under
other FOIA exemptions may be redacted by the school
in its discretion."31
In
an advisory opinion from 2016, this office clearly
articulated the application of the exemption in subdivision
A 1 of § 2.2-3705.4 of the Code of Virginia for
scholastic records in response to an inquiry regarding
certain records possessed by a school board.32 This
office wrote:
The
term "scholastic records" is defined in
§ 2.2-3701 to mean "those records containing
information directly related to a student or an
applicant for admission and maintained by a public
body that is an educational agency or institution
or by a person acting for such agency or institution."
While the exact contents of the records that were
withheld are unknown, it appears from the response
outline you provided that records withheld as scholastic
records include a "parent email, investigative
report, and interviewer notes and attachments."
You stated that the teacher was alleged to have
physically mistreated a student, so it follows that
the records must necessarily contain information
relating to both the student and the teacher involved.
It is unknown whether the records of the allegations
and subsequent investigations specifically identify
the student involved. Additionally, such records
might contain information concerning other students
or school personnel (for example, witnesses to the
alleged incidents or others who may have been interviewed).
If they do not identify any individual student(s),
then they are not exempt under the terms of the
scholastic records exemption. However, to the extent
these records are maintained by the school and contain
some information directly related to an identifiable
student, those portions are exempt "scholastic
records." Such scholastic records that concern
identifiable students are exempt from mandatory
disclosure to anyone other than the student and
his or her parent or legal guardian in accordance
with subdivision [A] 1 of § 2.2-3705.4.33
This
office also stated that it "cannot offer independent
interpretations and guidance regarding statutes outside
of FOIA, but we do take note of such statutes as they
interact with FOIA."34 This office acknowledged
that "maxims of statutory construction would
require this section to be read in conjunction with
the scholastic records provisions of FOIA, as well
as federal laws on access to student records such
as FERPA."35 However, this office ultimately concluded
that "[u]nfortunately, while we may take note
of these laws that may have some independent bearing
on access to these records, this office is not the
proper agency to render an interpretation of these
myriad laws because of the limitation on this office's
statutory authority to FOIA matters."
Questions
You have submitted the following seven questions to
be addressed specifically by the FOIA Council.
Question 1: Does FOIA apply to Virginia public
schools when parents or guardians request copies of
their child's scholastic records?
Answer:
Yes, as previously referenced, § 2.2-3701 of
the Code of Virginia provides a definition for "scholastic
records," which defines the term as "those
records containing information directly related to
a student or an applicant for admission and maintained
by a public body that is an educational agency or
institution or by a person acting for such agency
or institution." There is also a previously referenced
exemption in subdivision A 1 of § 2.2-3705.4
of the Code of Virginia for scholastic records that
excludes such records from mandatory public disclosure
while simultaneously requiring that access be provided
"to the person who is the subject thereof, or
the parent or legal guardian of the student."
Subsection
A of § 2.2-3704 of the Code of Virginia provides
that it is the requester's option (not the public
body's) whether to inspect or obtain copies of the
requested records. Furthermore, subsection G of §
2.2-3704 of the Code of Virginia requires public bodies
to produce and deliver copies of the requested records
through an electronic mail address provided by the
requester "if that medium is used by the public
body in the regular course of business." In this
matter, LCPS's usage of electronic mail (i.e. email)
makes it clear that it possesses the capability to
provide records in such manner, but the statutory
language dates back to a time when not all public
bodies used electronic mail on a regular basis or
had access to electronic mail.
Subsection
F of § 2.2-3704 of the Code of Virginia specifically
prohibits a public body from assessing charges to
a parent or legal guardian of a minor student or a
student who is 18 years of age or older for providing
"scholastic records" requested pursuant
to subdivision A 1 of § 2.2-3705.4 that must
be made available for inspection pursuant to FERPA.
However, if a parent or a guardian of a minor student
or a student who is 18 years of age or older requests
public records not considered "scholastic records,"
then a public body may assess reasonable charges not
to exceed the actual cost incurred by the public body
in accessing, duplicating, supplying, or searching
for such records. Pursuant to subsection F of §
2.2-3704 of the Code of Virginia, "[t]he public
body shall provide the requester with a cost estimate
if requested."
Question
2: What if parents or guardians do not mention
FOIA specifically when requesting their child's scholastic
records? What if a parent or guardian just says that
he or she would like a copy of the child's records?
Answer: Subsection B of § 2.2-3704 of
the Code of Virginia states that "[a] request
for public records shall identify the requested records
with reasonable specificity." The same subsection
also provides that a "request need not make reference
to this chapter in order to invoke the provisions
of this chapter or to impose the time limits for response
by a public body." Therefore, a request by a
parent or legal guardian of a minor student or by
a student who is 18 years of age or older must reasonably
specify or identify the records sought so that a custodian
may effectively search for and access the requested
records, but it need not mention FOIA specifically
in order for FOIA to apply. Clear communication of
the request for records sought will enable the process
of producing the records to be efficient and timely.
A school may possess public records that are not considered
part of a student's "scholastic records."
It would be best practice for the requester to specify
the type of records sought and for the custodian to
clarify whether the requested records are included
in a student's "scholastic records" or are
considered a separate category of public records.
Question
3: Can a Virginia public school choose to apply
FERPA deadlines to provide records in 45 days and
other provisions of FERPA instead of FOIA? For example,
does the school possess the authority to determine
whether to provide copies of the requested records
to the parent or guardian or to require the parent
or guardian to come to the school to "inspect
and review" the requested records pursuant to
FERPA?
Answer:
Subsection B of § 2.2-3704 of the Code of Virginia
provides that a request for public records "need
not make reference to [FOIA] in order to invoke the
provisions of this chapter or to impose the time limits
for response by a public body." There is no specific
provision in FOIA that prohibits the application of
FERPA to a request for scholastic records. However,
FOIA policy in subsection B of § 2.2-3700 of
the Code of Virginia provides that "[u]nless
a public body or its officers or employees specifically
elect to exercise an exemption provided by this chapter
or any other statute, . . . all public records shall
be available for inspection and copying upon request."
In addition, subsection A of § 2.2-3704 of the
Code of Virginia provides that access to public records
"shall be provided by the custodian in accordance
with [FOIA] by inspection or by providing copies of
the requested records, at the option of the requester."
Moreover, there are specific provisions of FOIA that
impose a duty on public bodies and their officers
and employees to "make reasonable efforts to
reach an agreement with a requester concerning the
production of the records requested."36 Therefore,
unless otherwise provided by law, FOIA provides that
it is the requester's choice whether to inspect or
obtain copies of public records.
The
previously referenced email from SPPO stated that
"in general, a state may have a law that provides
additional rights to parents and eligible students."
SPPO further qualified this understanding by stating:
However,
if a state law takes away the rights afforded parents
and eligible students by FERPA, then we would see
this as a conflict and, if the educational agency
or institution wished to continue to receive U.S.
Department of Education funds, then the school would
have to comply with FERPA and not the state law.
Such
an interpretation is consistent with this office's
understanding of the coexistence of FOIA and FERPA.
Although "FOIA does not mirror FERPA word-for-word,"
these two laws are not necessarily in conflict with
each other.37 If a public body provides records in compliance
with FOIA's shorter response time of five working
days (or applicable extension), it would be in compliance
with FERPA's longer response time of 45 days. In reading
both FERPA and FOIA together, it is recommend that
the shorter response time in FOIA should be used by
a custodian. Furthermore, because FOIA affords requesters
the right to choose whether to inspect or obtain copies
of public records, a custodian cannot require parents
and guardians of minor students or students 18 years
of age or older come to the school to inspect and
review the requested records instead or providing
copies of the records if the requester chooses to
obtain copies of the records.
Question
4: Must a Virginia public school provide notice
to parents, guardians, and students of their rights
under FOIA?
Answer: Pursuant to subsection A of §
2.2-3704.1 of the Code of Virginia, school boards
must make available specific information to the public
upon request and shall post a link to such information
on the homepages of their respective official public
government websites. This information includes:
1.
A plain English explanation of the rights of a requester
under this chapter, the procedures to obtain public
records from the school board, and the responsibilities
of the school board in complying with this chapter.
For purposes of this section, "plain English"
means written in nontechnical, readily understandable
language using words of common everyday usage and
avoiding legal terms and phrases or other terms
and words of art whose usage or special meaning
primarily is limited to a particular field or profession;
2.
Contact information for the FOIA officer designated
by the school board pursuant to § 2.2-3704.2
of the Code of Virginia to (i) assist a requester
in making a request for records or (ii) respond
to requests for public records;
3.
A general description, summary, list, or index of
the types of public records maintained by the school
board;
4.
A general description, summary, list, or index of
any exemptions in law that permit or require such
public records to be withheld from release;
5.
Any policy the school board has concerning the type
of public records it routinely withholds from release
as permitted by FOIA or other law;
6.
The following statement regarding the school board's
reasonable charges for the production of public
records not considered scholastic records: "A
public body may make reasonable charges not to exceed
its actual cost incurred in accessing, duplicating,
supplying, or searching for the requested records
and shall make all reasonable efforts to supply
the requested records at the lowest possible cost.
No public body shall impose any extraneous, intermediary,
or surplus fees or expenses to recoup the general
costs associated with creating or maintaining records
or transacting the general business of the public
body. Any duplicating fee charged by a public body
shall not exceed the actual cost of duplication.
Prior to conducting a search for records, the public
body shall notify the requester in writing that
the public body may make reasonable charges not
to exceed its actual cost incurred in accessing,
duplicating, supplying, or searching for requested
records and inquire of the requester whether he
would like to request a cost estimate in advance
of the supplying of the requested records as set
forth in subsection F of § 2.2-3704 of the
Code of Virginia.";
7. A written policy (i) explaining how the school
board assesses charges for accessing or searching
for requested records and (ii) noting the current
fee charged, if any, for accessing and searching
for such requested records.
Subsection
F of § 2.2-3704 of the Code of Virginia specifically
prohibits a public body from charging fees for inspection
or copies of "scholastic records" requested
pursuant to subdivision A 1 of § 2.2-3705.4 of
the Code of Virginia by a parent or legal guardian
of a minor student or by a student who is 18 years
of age or older. Additionally, pursuant to subsection
F of § 2.2-3704 of the Code of Virginia, prior
to conducting a search for records, a public body
shall notify the requester in writing that the public
body may make reasonable charges not to exceed its
actual cost incurred in accessing, duplicating, supplying,
or searching for the requested records and inquire
whether the requester would like to request a cost
estimate in advance of the supplying of the requested
records.
Question
5: Would it be a violation of FOIA to insist that
parents or guardians requesting a copy of their child's
scholastic records complete a FERPA records request
form that does not inform the parents or guardians
of their more expansive rights under FOIA?
Answer: Subsection A of § 2.2-3704 of
the Code of Virginia provides that "[t]he custodian
may require the requester to provide his name and
legal address." As previously referenced, subsection
B of § 2.2-3704 of the Code of Virginia provides
that a request for public records "need not make
reference to [FOIA] in order to invoke the provisions
of this chapter or to impose the time limits for response
by a public body." In addition, FOIA does not
require a requester to provide a reason for requesting
public records from a public body or require a requester
to fill out a FOIA request form in order to file a
request for records. In Advisory Opinion 07 (2011),
this office wrote: "FOIA does not specify the
means by which a request is to be made (such as by
letter, electronic mail, facsimile, verbal, etc.)
or require any particular form be used to make a request."
A public body cannot require a requester to fill out
a particular form to make a FOIA request or refuse
to respond to a request if a requester does not use
a particular form, but it may provide the requester
the option of using a form for convenience and clarity.
Generally, FOIA does not require a requester to provide
identification, but does allow for it as confirmation
of the requester's name and legal address.38 Even though
verification of a requester's identity is not specifically
required by FOIA, a custodian may request that additional
information be provided by a requester prior to release
of sensitive records like scholastic records. Due
to the sensitive nature of scholastic records and
provisions in FOIA and FERPA to protect the privacy
of students, a school may ask for additional information
to be provided by a requester submitting a request
for scholastic records to ensure that the requester
may be granted access as a parent or guardian of a
minor student or a student who is 18 years of age
or older. A school may deny access pursuant to subdivision
A 1 of § 2.2-3705.4 of the Code of Virginia to
a requester who is not a parent or guardian of a minor
student or a student who is 18 years of age or older
requesting another student's "scholastic records."
This verification would be similar to requests for
personnel information under subdivision 1 of §
2.2-3705.1 of the Code of Virginia, health records
under subdivision 1 of § 2.2-3705.5 of the Code
of Virginia, or criminal investigative files by a
victim pursuant to subdivision D 1 of § 2.2-3706.1
of the Code of Virginia.
FOIA
does not require a parent or legal guardian of a minor
student requesting his or her child's scholastic records
or a student who is 18 years of age or older requesting
his or her own scholastic records to complete a FERPA
records request form. However, FERPA may contain such
a requirement, and because FERPA is outside the scope
of FOIA, this office is unable to provide a complete
determination on this issue.
Question
6: Does misleading information posted on LCPS's
website and FOIA portal comply with the requirements
of subsection A of § 2.2-3704.1 of the Code of
Virginia that require a school board to post a link
on its homepage to a "plain English explanation
of the rights of a requester under this chapter, the
procedures to obtain public records from the public
body, and the responsibilities of the public body
in complying with this chapter"?
Answer:
Subsection A of § 2.2-3704.1 of the Code of Virginia,
as discussed in response to Question 4 above, provides
that any school board shall make available the designated
information to the public upon request and shall post
a link to such information on the homepage of its
respective official public government website. Therefore,
if the above listed information is not posted on LCPS's
website, then it may be a violation of FOIA.
Many
school districts have created online portals for requesters,
including parents, guardians, and students, to use
when submitting records request, but FOIA does not
require requesters to utilize a portal for submitting
requests. As previously discussed, FOIA requires public
bodies to accept a records request no matter what
form is used to submit it. Whether a request is made
in written form or orally or whether the request specifically
references FOIA or not, FOIA does not authorize a
public body to accept records requests only submitted
through the public body's portal. Therefore, any requester,
including a parent or guardian of a minor student
or a student who is 18 years of age or older, may
choose whether to utilize a portal for submission
of a records request to a school, school board, or
school district. A request cannot be ignored or denied
by a public body because the requester has determined
not to use a portal and decided to use an alternative
method in submitting a request.
Whether
the information contained on LCPS's FOIA webpage or
in its portal is accurate or misleading is not a matter
that can be resolved by this office. It is recommended
that public bodies comply with posting the specified
provisions of FOIA as required by subsection A of
§ 2.2-3704.1 of the Code of Virginia and, hopefully,
only provide accurate, lawful information to requesters.
However, the FOIA Council does not possess the authority
to compel compliance with FOIA. The courts of Virginia
pursuant to § 2.2-3713 of the Code of Virginia
are the entities authorized to make determinations
of fact and enforce the provisions of FOIA.
Question 7: Can a school delegate its responsibility
to provide parents, guardians, and students with scholastic
records to a third party who assesses charges for
the production of scholastic records even though FOIA
prohibits the school from assessing charges for producing
the same records?
Answer:
FOIA does not specifically address third parties as
custodians of records or prohibit a public body from
delegating its responsibility in responding to FOIA
requests to a third party. However, FOIA in subsection
F of § 2.2-3704 of the Code of Virginia does
specifically prohibit a public body from assessing
charges to a parent or legal guardian of a minor student
or a student who is 18 years of age or older for providing
"scholastic records." Therefore, a third
party acting as representative or agent of the public
body would also be prohibited from assessing charges
to a parent or guardian of a minor student or a student
who is 18 years of age or older for the production
of "scholastic records" as defined in §
2.2-3701 of the Code of Virginia. Nevertheless, if
a parent or guardian of a minor student or a student
who is 18 years of age or older requests public records
that are not considered "scholastic records,"
then a public body or its designated third party may
assess reasonable charges not to exceed the actual
cost incurred by the public body or third party in
accessing, duplicating, supplying, or searching for
such records. Any charges for the production of the
public records would be limited in scope and manner
as previously opined by this office in numerous prior
advisory opinions and as set forth in the provisions
of subsection F of § 2.2-3704 of the Code of
Virginia.
Conclusion
The FOIA Council's authority is limited to FOIA, and
therefore, in the context of this opinion, this office
may only address those issues you have raised that
fall within the scope of FOIA, such as the issues
you identified with LCPS's FOIA webpage.39 Upon review
of LCPS's FOIA webpage, it initially appears to contain
the required information required by subsection A
of § 2.2-3704.1 of the Code of Virginia. LCPS's
FOIA webpage appears to be written in plain English
and provides the contact information for the FOIA
officer designated by LCPS. The webpage explains the
FOIA process and includes a general description, summary,
and list of commonly utilized exemptions that LCPS
may cite concerning the type of public records it
routinely withholds from release as permitted by FOIA.
Even though the webpage does not explicitly provide
the policy for withholding records from disclosure,
it provides details as to how LCPS routinely reviews
and responds to requests as required by subsection
B of § 2.2-3704 of the Code of Virginia or other
law. In addition, the website explains how LCPS assesses
charges for accessing or searching for requested records
and notes the current minimum rate of $23.55 per hour
for accessing and searching for such requested records
pursuant to FOIA.
The
webpage also includes the statement: "It is the
policy of LCPS to make public records available in
accordance with [FOIA]." LCPS's FOIA webpage
also clearly states: "LCPS does not charge for
student academic records."40 The webpage includes
a link to a "FOIA Guidelines" document that
provides additional information about FOIA and a link
to LCPS's Public Records Center webpage where FOIA
requests may be submitted. Finally, there is a link
to "Fill Out a FOIA Request," which will
take the requester to LCPS's portal. Nevertheless,
a determination as to whether to utilize the portal
is entirely voluntary as FOIA does not require a requester
to use a portal or complete a request form to submit
a request for public records or to invoke the right
of access provided by FOIA.
However,
LCPS's FOIA webpage does not appear to contain all
the information required by FOIA. Specifically, the
webpage does not include the exact statement required
by subdivision A 6 of § 2.2-3704.1 of the Code
of Virginia. It provides most of the information in
the statement but the statement in full is not posted
as required by FOIA. There is no reference to any
duplicating fee that LCPS may charge a requester.
In addition, the link to "Email FOIA" appearing
below the FOIA Officer's phone number does not appear
to function properly when clicked.
This
office's authority is limited to providing guidance
and education on the requirements of FOIA and does
not include the authority to enforce or compel compliance
with FOIA. In general, LCPS's FOIA webpage appears
to communicate that FOIA applies to requests for public
records of which LCPS is the custodian. LCPS's FOIA
webpage informs requesters that academic records are
maintained at the student's school and requests for
those records may be made directly to the school.
The webpage appears to include most of the information
required to be posted by FOIA. Additional improvements,
as previously noted, could be made to LCPS's FOIA
webpage to ensure that LCPS's FOIA webpage is in full
compliance with FOIA, specifically subsection A of
§ 2.2-3704.1 of the Code of Virginia. Many of
the issues regarding LCPS's implementation of FERPA
requirements instead of FOIA to public records are
not clearly apparent on LCPS's website or FOIA webpage.
Nevertheless, FOIA does not require a requester, a
parent or legal guardian of a minor student requesting
his or her child's scholastic records, or a student
who is 18 years of age or older requesting his or
her own scholastic records to utilize a portal or
complete a FERPA records request form in order to
request records. FERPA may contain such a requirement.
However, as FERPA is outside the scope of FOIA, this
office is unable to provide a complete guidance on
this issue and recommends contacting the United States
Department of Education's Student Privacy Policy Office
(SPPO) regarding this issue specifically.
Ultimately,
this office encourages all public bodies and requesters
to communicate clearly throughout the FOIA process
for "scholastic records" and other public
records required to be disclosed under Virginia law.
FOIA policy in subsection B of § 2.2-3700 of
the Code of Virginia provides that "[a]ll public
bodies and their officers and employees shall make
reasonable efforts to reach an agreement with a requester
concerning the production of the records requested."
In addressing situations where a public body needs
additional time to respond, subsection C of §
2.2-3704 of the Code of Virginia also provides that
a "public body shall make reasonable efforts
to reach an agreement with the requester concerning
the production of the records requested." Regarding
electronic records, subsection G of § 2.2-3704
of the Code of Virginia provides further that a "public
body shall make reasonable efforts to provide records
in any format under such terms and conditions as agreed
between the requester and public body, including the
payment of reasonable costs."
FOIA
is not intended to be "an adversarial process
staking government against citizens."41 Within
FOIA, there is a fundamental duty reiterated three
separate times in the statute for a public body to
collaborate with a requester in production of the
records requested. FOIA requires a requester to identify
the requested records with "reasonable specificity"
and a public body to make a "good faith"
effort to access, search, duplicate, and supply the
records as requested.42 The guidance provided that "while
the methods and extent of searches may vary, any search
for records made under FOIA must be carried out in
good faith."43 Therefore, custodians of education
and scholastic records shall make reasonable efforts
to reach an agreement with parents and guardians of
minor students or students 18 years of age or older
concerning the production of the records requested.
This
office's recommended guidance is that both FOIA and
FERPA apply to education and scholastic records and
that a school district, school board, and individual
schools would best be served by complying with the
provisions of both laws, and if possible, should avoid
violating either one. By complying with the five working
day response timeline of FOIA, a school district,
school board, and school would also comply with the
45 day response timeline of FERPA. Otherwise, a school
district, school board, and school would comply with
FERPA's response timeline while violating FOIA's response
timeline in subsection B of § 2.2-3704 of the
Code of Virginia. Furthermore, FOIA in subsection
F of § 2.2-3704 of the Code of Virginia clearly
prohibits school districts, school boards, and schools
from assessing parents and guardians of minor students
or students 18 years of age or older charges for the
production of "scholastic records" as defined
in § 2.2-3701 of the Code of Virginia.
Thank you for contacting this office. We hope that
this opinion is of assistance.
Sincerely,
Joseph
Underwood
Senior Attorney
Alan Gernhardt
Executive Director
Matteo Murrelle
Staff Attorney
134
C.F.R. Part 99. 20 U.S.C.A. § 1232g.
2Natacha Paquette v. Dr. Paige Carter
and the Loudoun County School Board, CL 24000465-00-3313
(Va. Cir. Ct. 2024).
3Id. 3–4.
4Id. 5.
5Id.
6The hyperlinks to FERPA's webpage (https://www.lcps.org/)
and the FERPA Request Form (RT-20) (https://www.lcps.org/Page/217461)
appear to have expired or been removed from LCPS's
website since you submitted your request to this office.
7LCPS's website (https://www.lcps.org/o/communications/page/foia)
appears to have been changed to remove this feature
since you submitted your request to this office.
8See Freedom of Information Advisory Opinions
02 (2023), 02 (2021), 04 (2020), 01 (2020), 04 (2019),
03 (2015), 06 (2013) and 01 (2013).
9Gloss v. Wheeler, 301 Va. 258,
279, 887 S.E.2d 11 (2023) (citing Fitzgerald v.
Loudoun County. Sheriff's Office, 289 Va. 499,
505, 771 S.E.2d 858 (2015)).
10Freedom of Information Advisory Opinion
02 (2021) (citing Virginia Dep't of Corrections
v. Surovell, 290 Va. 255, 263, 776 S.E.2d 579,
583 (2015) (quoting Fitzgerald v. Loudoun County
Sheriff's Office, 289 Va. 499, 505, 771 S.E.2d
858, 860-61 (2015)).
11Freedom of Information Advisory Opinion
04 (2019) (quoting Freedom of Information Advisory
Opinion 07 (2003)).
12Freedom of Information Advisory Opinions
02 (2026), 08 (2024), 04 (2016), 02 (2009), 03 (2005),
13 (2004), 47 (2001), 33 (2001), 29 (2001), 13 (2001),
07 (2001).
13See Freedom of Information Advisory
Opinions 47 (2001) and 33 (2001).
14See Freedom of Information Advisory
Opinions 47 (2001) and 33 (2001).
15Id. citing 20 U.S.C.A. §
1232g (1998).
16Id.
17Freedom of Information Advisory Opinions
02 (2026), 13 (2004), and 47 (2001); note that the
definition of "scholastic record" was later
amended to include records related to applicants for
admission as well as records related to students (see
2010 Acts of Assembly, c. 706).
18Id. Note that this opinion was
issued before FOIA defined the term "information"
in § 2.2-3701 for purposes of record exclusions
and redaction (see 2016 Acts of Assembly, cc. 620
and 716).
19See Freedom of Information Advisory
Opinions 47 (2001) and 33 (2001).
20https://studentprivacy.ed.gov/contact
or by phone: 1-855-249-3072.
21See Freedom of Information Advisory
Opinion 07 (2001).
22Id.
23Id.
24See id.
25Id.
26Id.
27Freedom of Information Advisory Opinion
13 (2001); referencing 20 USCA § 1232g
(b)(1).
28Freedom of Information Advisory Opinion
29 (2001).
29Id.
30Id.
31Id.
32See Freedom of Information Advisory
Opinion 04 (2016).
33Id.
34Id.
35Id.
36See Va. Code Ann. §§
2.2-3700(B), 2.2-3704(C), and 2.2-3704(G).
37Freedom of Information Advisory Opinion
02 (2026).
38See Freedom of Information Advisory
Opinion 05 (2018).
39https://www.lcps.org/o/communications/page/foia
(last accessed on 4/2/26).
40Id.
41Freedom of Information Advisory Opinion
16 (2004).
42See Freedom of Information Advisory
Opinions 5 (2024), 3 (2023), 4 (2018), and 4 (2010).
43Freedom of Information Advisory Opinion
4 (2010).
|