VIRGINIA
FREEDOM OF INFORMATION
ADVISORY COUNCIL
COMMONWEALTH OF VIRGINIA
AO-03-09
May 8, 2009
Richard
L. Lloyd Charlottesville,
Virginia
The staff of the Freedom of Information Advisory Council
is authorized to issue advisory opinions.The ensuing staff advisory opinion is based
solely upon the information presented in your electronic
mail of March 26, 2008 and our telephone conversations on
April 16, 2009 and April 29, 2009.
Dear
Mr. Lloyd:
You
have asked several questions concerning the Virginia Freedom
of Information Act (FOIA) requirements for public meetings
as applied to several different public bodies.Particular facts applicable to each question are
set forth separately below.
You
first ask whether a task force established to advise several
different governmental bodies is itself a public body subject
to the requirements of FOIA.You referred to the June 30, 2008 minutes of the
Rivanna Water and Sewer Authority (RWSA) Board of Directors
meeting to explain how this task force was created.It appears that the respective chairs of the
Board of Directors of RWSA, the Albemarle County Board of
Supervisors (the Board), the Charlottesville City Council
(the Council), and the Albemarle County Service Authority
(ACSA) Board of Directors met at this meeting to determine
the composition of the task force and scope of its activities.It is my understanding that each chair was representing
his respective public body in acting to create this task
force.The minutes
indicate that the chairs decided the task force should be
composed of representatives of 11 different interested organizations,
including the four chairs themselves.1 Each of the other
organizations would nominate its own representative to be
accepted by the chairs.The task force was to consider various issues
regarding the maintenance of the South Fork Rivanna Reservoir
(SFRR), to hold at least one public hearing, and to report
its findings to the four public bodies (the Board, the Council,
RWSA, and ACSA) at a joint meeting in November.Subsequent meeting minutes indicate that the four
bodies did in fact hold a joint meeting November 25, 2008,
and discussed recommendations of the task force, although
the task force had not yet completed its work.You indicated that the task force met in County office
buildings and was supported by paid county and city employees,
but otherwise reported no other expenses.
A
public body is
defined in § 2.2-3701 to include, among other things, other organizations, corporations or agencies in the Commonwealth supported
wholly or principally by public funds, as well as any committee, subcommittee, or other entity
however designated, of the public body created to perform
delegated functions of the public body or to advise the
public body.It shall not exclude any such committee, subcommittee
or entity because it has private sector or citizen members.In this instance, it appears that the task force
receives the use of facilities and some staff support, but
no facts were given that indicate that the task force actually
receives any public funds.It is presumed that the facilities were not
purchased especially for the use of the task force, and
that the employees' services were part of or in addition
to their regular paid work.As such, it would appear that while these are
things of some value, that value is not readily quantifiable,
nor is it support by public
funds in the general sense of a budget appropriation
or other governmental largesse, as previously considered
by this office.2 In short, nothing here indicates that the
task force actually receives any public monies at all. Therefore the task force does not appear to be
an organization...supported
wholly or principally by public funds.However, it does appear that that the task force
was created by the joint action of four other public bodies
(the Board, Council, RWSA, and ACSA) with the express purpose
of conducting a study and then jointly advising those four
public bodies.Although
unusual in that it was created by four public bodies rather
than one, the task force is still an entity...of
the public [bodies] created to...advise the public [bodies].As such, the answer to your question is yes,
the task force appears to be a public
body subject to FOIA.
Next,
you stated that the Rivanna River Basin Commission (the
Commission) has held approximately a dozen meetings without
ever posting public notice or an agenda.You further indicated that you made a request of
the chairperson of the Commission asking if notices or agendas
had been posted and if so, where, but after a week you had
received no response.You
were subsequently told that the notices and agendas were
available at the Thomas Jefferson Planning District Commission
(TJPDC) office.You
stated that when you went there, the staff present indicated
they did not know anything about Commission notices, but
did receive and post notices for the Nature Conservancy.3You also indicated that while agenda packets
were given to Commission members at Commission meetings,
none were available for public inspection.
Laws
regarding the Commission are set forth in Chapter 5.6 (§
62.1-69.45 et seq.) of Title 62.1 of the Code of Virginia.Subsection A of § 62.1-69.46 provides that the
Commission
shall be established as an independent local entity
without political subdivision status, and shall be established
upon the passage of a resolution by three-fourths of the
Rivanna River Basin's localities, in which not less than
three percent of the jurisdiction is found wholly or partially
within the Rivanna River Basin, that commits them to participation
in the Commission as described in this chapter.Localities located in the Rivanna River Basin include
the Counties of Albemarle, Fluvanna, Greene, Louisa, Orange
and Nelson, and the City of Charlottesville.
The
subsection goes on to set out the language to be used in
said resolutions.Turning again to the definitions section of
FOIA, § 2.2-3701, a regional
public body is defined to mean a
unit of government organized as provided by law within defined
boundaries, as determined by the General Assembly, whose
members are appointed by the participating local governing
bodies, and such unit includes two or more counties or cities.Reading this definition in conjunction with
the provisions of § 62.1-69.46 quoted above, it appears
that the Commission is a regional
public body subject to the provisions of FOIA.
The
requirements for posting notice of public meetings under
FOIA are set forth in subsections C through E of § 2.2-3707.4The facts you provided indicated that the Commission
failed to post notice at all; if this is the case, then
none of the notice requirements of FOIA could have been
met.Such a lack of proper notice of public meetings
would be a violation of the requirements of FOIA.
Additionally,
subsection F of § 2.2-3707 requires that [a]t least one copy of all agenda packets and,
unless exempt, all materials furnished to members of a public
body for a meeting shall be made available for public inspection
at the same time such documents are furnished to the members
of the public body.Following this provision, the failure to post
an agenda in advance is not necessarily a FOIA violation,
as agenda materials are only required to be made available
when they are given to the members of the public body.Note also that nothing in FOIA requires that a public
body have an agenda or agenda materials at all; if there
are none, then none need to be posted or made available.However, in this case, you specifically stated
that the Commission did give agenda packets to its members,
but failed to provide a copy of its agenda materials for
public inspection.Such failure would be a violation of the procedure
required by FOIA.
As
background to your third question, you indicate that a representative
of the Commission appeared at a meeting of the task force.You stated that there was no mention of such
attendance in the Commission's meeting minutes, and you
are unsure that the Commission knew the representative would
appear at the task force meeting.You ask whether FOIA requires that private meetings
where business is conducted be revealed to the public body
and the public.As previously stated, both the task force and
the Commission are public bodies, and are required to give
notice of their meetings as provided in FOIA.Note also that the definition of meeting
given in § 2.2-3701 requires the presence of as
many as three members or...a quorum, if less than three,
of the constituent membership.Since you described this gathering as a task force
meeting, it is presumed that three or more task force members
were present.The
presence of a single Commission member, with or without
the knowledge of the Commission as a whole, would not change
the character of this meeting for FOIA purposes.In other words, this task force meeting would
not be considered
a Commission meeting with only a single Commission member
present.5 Generally,
FOIA would not impose any requirements on the Commission
with regard to a public meeting of another public body where
only a single Commission member was present.In this case, all of the FOIA requirements (open
meeting, notice, minutes, etc.) would fall upon the task
force as the public body conducting the meeting.
I
note next that in presenting this question you used the
term private meeting.Subsection A of § 2.2-3707 mandates that all meetings of public bodies shall be open,
except as provided in §§ 2.2-3707.01 and 2.2-3711.FOIA does not use the term private meeting, but instead refers to
a closed meeting,
defined in § 2.2-3701 as a
meeting from which the public is excluded.The procedures governing closed meetings are set
forth in §§ 2.2-3711 and 2.2-3712.Reading these provisions together, a task force
meeting should be noticed and open to the public, unless
it is closed pursuant to an exemption in § 2.2-3711 cited
in a motion approved by an affirmative recorded vote, as
provided by subsection A of § 2.2-3712.If a closed meeting is convened, then when it
is concluded, the task force must reconvene in open meeting
to certify the closed meeting, as provided by subsection
D of § 2.2-3712.The presence of a single representative of the
Commission at the task force meeting does not change the
requirements imposed on the task force in conducting a meeting
pursuant to FOIA.Note that the task force could convene a closed
meeting and invite the Commission representative to participate,
as subsection F of § 2.2-3712 allows a public body to permit nonmembers to attend a closed meeting if such persons are deemed
necessary or if their presence will reasonably aid the public
body in its consideration of a topic that is a subject of
the meeting.Therefore the task force could convene a public
meeting after giving proper notice, could convene a closed
meeting, and could invite the participation of a Commission
member, all in accordance with the procedures set forth
in FOIA.However,
it is unclear from the factual background presented whether
the meeting in question was conducted in accordance with
the procedure mandated by FOIA.If a closed meeting were held without following the proper procedural requirements,
that would be a violation of FOIA.
Next
you indicate that the Commission chair was selected as a
member of the task force before anyone else was.Other Commission members were then also selected
to be members of the task force.In total, four Commission members (including the
chair) are also members of the task force.Your fourth and fifth questions revolve around these
four members of both bodies.Your fourth question asked whether they must
notify the task force and the public that more than two
members are present, and whether the failure to do so violates
FOIA.In examining
the notice requirements, we must first consider again the
definition of meeting
provided in § 2.2-3701:
"Meeting" or "meetings" means the
meetings including work sessions, when sitting physically,
or through telephonic or video equipment pursuant to § 2.2-3708
or 2.2-3708.1, as a body or entity, or as an informal assemblage
of (i) as many as three members or (ii) a quorum, if less
than three, of the constituent membership, wherever held,
with or without minutes being taken, whether or not votes
are cast, of any public body.
Consideration
must also be given to subsection G of § 2.2-3707, which
provides in relevant part that
Nothing in this chapter shall be construed to prohibit
the gathering or attendance of two or more members of a
public body (i) at any place or function where no part of
the purpose of such gathering or attendance is the discussion
or transaction of any public business, and such gathering
or attendance was not called or prearranged with any purpose
of discussing or transacting any business of the public
body.
As
previously opined by this office, when reading these provisions
together, we derive that for a gathering to be a meeting
subject to FOIA it must meet two threshold requirements:
(1) the presence of three or more members, or a quorum,
of a public body sitting as a body or assemblage, and (2)
the purpose of discussing or transacting the public business
of that public body by those members.6
In
this instance, it appears that four members of the task
force are also members of the Commission.You described this gathering as a task force meeting,
so it is presumed that the meeting was called with the intent
to discuss or transact the public business of the task force.The question then is whether they also discussed
or transacted public business of the Commission.If both task force and Commission business were discussed
or transacted, then this gathering would be a meeting of
both bodies.The
minutes you provided indicate that the task force was created
to address various issues regarding the SFRR, particularly
concerning maintenance dredging of the SFRR.The purpose of the Commission is set forth by statute
in § 62.1-69.46:
The purpose of the Commission shall be to provide guidance
for the stewardship and enhancement of the water and natural
resources of the Rivanna River Basin. The Commission shall
be a forum in which local governments and citizens can discuss
issues affecting the Basin's water quality and quantity
and other natural resources. Through promoting communication,
coordination, and education, and by suggesting appropriate
solutions to identified problems, the Commission shall promote
activities by local, state, and federal governments, and
by individuals, that foster resource stewardship for the
environmental and economic health of the Basin.
It
would appear from these sources that the task force has
a narrower scope of public business than the Commission,
but it would be possible for the business of both bodies
to overlap in regard to the SFRR, especially if both bodies
discussed maintenance dredging issues.As background to your fifth question, you stated
that the Commission and the task force conduct what is essentially
the same business.You
further indicated that the four task force members participated
in the same business when they were assembled as the Commission.If this is the case, and the matters discussed
or transacted by these four members comprised the public
business of both the task force and the Commission, then
the meetings should have been noticed, and minutes taken,
as meetings of both public bodies. As part of your fifth
question, you again stated that when meeting as part of
the Commission, no notice or agenda was posted, and asked
whether this is also a FOIA violation.As stated in response to earlier questions, notice
must be provided for all public meetings as required by
FOIA, and while agendas need not be posted in advance, agenda
materials must be provided for public inspection at the
same time such materials are provided to members of the
public body.A failure
to comply with these procedural requirements would be a
violation of FOIA.
Your
question also raises the issue of notice given to the members
of a public body, as opposed to notice given to the general
public.FOIA requires
notice to be given to the public through postings as set
forth in subsections C and D of § 2.2-3707.Further, FOIA requires direct notice to be provided
to those who request it, pursuant to subsection E of the
same section.However,
FOIA does not specifically require that separate notice
be provided to the members of a public body.While it is not required by FOIA, it is common practice
and common sense to notify the members of meetings of their
respective public bodies, regardless of whether such notification
is specifically required by law.In the context of your question, the issue would
appear to be whether other members of the public bodies
must be notified when the four persons who are members of
both bodies meet.FOIA
requires public notice, but does not require additional
notice to be separately given to the members of a public
body.Therefore a
failure to provide separate meeting notices to the members
of either body would not be a FOIA violation.However, such separate notices to the members might
be required under other laws outside FOIA or rules adopted
by the bodies.7
Lastly,
you indicated that the Commission created an advisory board
called the Technical Advisory Committee (the Committee).You indicate that all members of the Commission
were made members of the Committee.You ask whether the Committee must post an agenda
and publish notice for its meetings.As previously quoted, the definition of public
body includes any committee, subcommittee, or other entity
however designated, of the public body created to perform
delegated functions of the public body or to advise the
public body.The Committee therefore appears to be a public
body of the Commission, created to advise the Commission.As such, it must follow all of the same rules
for conducting meetings as other public bodies, including
posting notice and providing agenda materials for public
inspection if such materials are provided to the members,
as stated previously.
Thank
you for contacting this office.I hope that I have been of assistance.
Sincerely,
Maria
J.K. Everett Executive
Director
1The
minutes list the organizations to be represented as RWSA,
the Board, the Council, ACSA, one person to represent the
Rivanna River Basin Commission and the Nature Conservancy,
Ivy Creek Foundation, the League of Women Voters, a citizen
from the group "Citizens for a Sustainable Water Supply,"
the Chamber of Commerce, a citizen representing those who
own property near SFRR, and one person from the University
of Virginia representing "recreational interests"
in SFRR. 2SeeFreedom of Information Advisory Opinions
10 (2008) and 07 (2007).
3While
it does not change the facts you have presented, I note
that as of this writing, there appears on the TJPDC website
(http://www.tjpdc.org/environment/index.asp, last visited
May 7, 2009) a notice for a Commission meeting on April
23, 2009, as well as contact information to reach TJPDC
staff and a link to the meeting agenda.Under subsection C of § 2.2-3707, FOIA only requires
online notice for state public bodies, but encourages
such notice by other public bodies as well.I further note that it appears that the Commission
also has its own website that is currently under reconstruction
(http://www.rivannariverbasin.org/, last visited May 7,
2009).
4Subsection
C of § 2.2-3707 addresses the notice requirements for
regular meetings; subsection D addresses the requirements
for special and emergency meetings; subsection E provides
a procedure for interested persons to receive direct notice
of meetings from public bodies.Note that § 2.2-3708 addresses electronic communication
meetings, and § 2.2-3708.1 addresses individual participation
in meetings by electronic means.Because the facts and questions you present do
not address electronic communications meetings or individual
participation by electronic means, these §§ 2.2-3708 and
2.2-3708.1 need not be considered further for purposes
of this opinion.
5To
the extent your question asks whether a single Commission
member could represent the Commission or act on its behalf
at a task force meeting, with or without the knowledge of
the rest of the Commission, this office must decline to
answer because the question is beyond the scope of FOIA
and the statutory authority of this office to offer an opinion.
6Freedom
of Information Advisory Opinions 12 (2008) and 02 (2006).
7Subsection
9 of § 62.1-69.50 provides that the Commission may establish
procedural rules for the conduct of its business, but no
facts were presented indicating whether the Commission has
established rules requiring separate notice of meetings
to its members.Similarly,
no facts were introduced indicating that any such requirements
have been established for the task force.