|
VIRGINIA
FREEDOM OF INFORMATION
ADVISORY COUNCIL
COMMONWEALTH OF VIRGINIA
|
AO-12-04
June
16, 2004
Mr. Greg
Pearson
Publisher, The Observer
Midlothian, Virginia
The
staff of the Freedom of Information Advisory Council is authorized
to issue advisory opinions. The ensuing staff advisory opinion
is based solely upon the information presented in your emails
of March 12, 2004, and June 3, 2004.
Dear
Mr. Pearson:
You
have asked whether certain meetings between the representatives
of the Chesterfield Board of Supervisors ("Board of Supervisors")
and the Chesterfield School Board ("School Board")
are subject to the Virginia Freedom of Information Act (FOIA).
You
indicate that a school bond referendum is tentatively scheduled
to be held in November 2004. However, because of disagreements
between the Board of Supervisors and the School Board, the
referendum is at risk of being delayed, which would also likely
delay scheduled referenda for parks, libraries, police, fire
and rescue services until next year. The chair and vice-chair
of both the Board of Supervisors and the School Board held
three meetings to discuss and consider the options for the
school bond referendum in an attempt to resolve their disagreements.
You were advised that the county administrator, the county
attorney, and the superintendent of schools also attended
some or all of the meetings. You indicate that no notice was
provided about these meetings, nor was the public or the media
invited to attend. You further indicate that you were told
that the meetings were initiated casually by the chairman
of the School Board, and that no formal motion was made by
either the Board of Supervisors or the School Board to form
a committee or to send representatives of one public body
to meet with representatives of the other.
When
you learned about the first meeting, you indicate that you
contacted the County's public affairs director and the school
system's community relations director and stated that you
thought that FOIA required these meetings be open to the public
and that notice must be given for any such future meetings.
You indicate that you were told that neither the Board of
Supervisors nor the School Board had a majority of its membership
present and that the chair and vice-chair from each public
body did not represent a standing committee of their respective
membership; therefore, the meetings were not subject to the
open-meeting requirements of FOIA. However, you believe that
the chair and vice-chair of each board were acting as a committee
of their respective boards. An official at the meetings advised
you that while no decisions or conclusions were reached at
the meetings, representatives of both entities were reporting
back to their respective boards about the discussions so that
the full public body could debate the issues. You ask if these
meetings violated the open-meeting provisions of FOIA by failing
to provide notice and opportunity for the public and the media
to attend the meetings.
The
policy of FOIA at subsection B of § 2.2-3700 of the Code
of Virginia states that the provisions of FOIA shall be
liberally construed to promote an increased awareness by all
persons of governmental activities and afford every opportunity
to citizens to witness the operations of government. Subsection
A of § 2.2-3707 requires that [a]ll meetings of public
bodies shall be open, except as provided in § 2.2-3711.
Subsection C of § 2.2-3707 states that [e]very public
body shall give notice of the date, time, and location of
its meetings.
At issue
is whether the representatives from the Board of Supervisors
and the School Board constituted a public body for purposes
of FOIA, thus requiring the meetings to be open to the public
and notice to be given. FOIA defines a meeting at § 2.2-3701
as the gathering of (i) as many as three members or (ii)
a quorum, if less than three, of the constituent membership...of
any public body. The definition of a public body at §
2.2-3701 specifically includes not only school boards and
governing bodies of counties, but also any committee, subcommittee,
or other entity however designated, of the public body
created to perform delegated functions of the public body
or to advise the public body. [Emphasis added.] The meeting
requirements of FOIA would apply if three or more members
of that committee, or a quorum if less than three, meet to
discuss the business that the committee was tasked to address.
In this
situation, the issue hinges on whether the chair and vice-chair
of each public body were a committee of their respective boards
for purposes of discussing the bond referendum. Again, FOIA
defines a public body to include a committee created to
perform delegated functions of the public body or to advise
the public body. In this case, the leadership of each
public body met at the suggestion of the chairman of the School
Board; the public bodies did not appoint, designate, or otherwise
vote to constitute the chair and vice-chair as a committee
meeting with representatives of the other public body on their
behalf. Furthermore, it does not appear that the chairman
of either board had the authority to appoint a committee independently
of a motion, resolution, or other action of his respective
board.1 The Office of the Attorney General of Virginia
had the opportunity to address a situation where two members
of a town council and two members of a board of supervisors
met to discuss joint service contracts.2 In that
instance, the representatives were appointed or designated
by their respective boards to attend the meeting and to report
back. The Attorney General found that in that situation, each
of the two-member delegations were a committee for purposes
of FOIA, and thus their meetings must comply with the requirements
of FOIA. The opinion hinged on the fact that the members were
appointed for a specific purpose, and indicated that if the
gathering was "merely an ad hoc, two-member group
from each public body," that it would not be a committee
under the definition of a public body, and thus would not
be subject to FOIA. In the facts you present, the gathering
appears to be ad hoc and not an official appointment
or delegation, and thus is not subject to the open meeting
requirements of FOIA.
Although
the law requires the holding that these particular gatherings
were not meetings under FOIA, your question and the resulting
answer raise policy-related issues. Certainly FOIA is weighted
in favor of public access and openness in government. However,
through several of its provisions, it is also clear that FOIA
considers the need of government to operate efficiently and
effectively. One such provision is the definition of a meeting,
which generally allows two members of a public body to consult
and freely discuss topics of public business without it rising
to the level of a meeting under FOIA, unless those two members
constitute a committee or a quorum of the public body. In
the facts you present, the gathering of two members from both
the Board of Supervisors and School Board appears to have
some elements of being committees of the boards, in that they
are discussing an issue relevant to both public bodies and
possibly even finding a solution to end the on-going disagreement
over the bond referendum. However, the facts do not indicate
that these two-member groups were created by either public
body to advise or perform delegated functions, as is required
by the plain language of the definition of a public body.
Instead, it appears that the leadership of the School Board
recognized that working on the issue with the leadership of
the Board of Supervisors, outside the confines of a full meeting
of each public body, might assist in opening the lines of
communication over a contentious issue. While public policy
arguments can be formulated to advocate that these discussions
should be open to the public, ultimately the public will learn
of the content of these discussions at the meetings of the
full public bodies or through any public records generated
at these gatherings. Even if the leadership of each public
body reached what they thought to be a suitable agreement,
any action must still be discussed and voted upon by the full
public body at an open meeting, and would not become binding
until such vote took place.
Furthermore,
the plain language of the definitions of FOIA requires this
conclusion. The definition of a meeting clearly establishes
the threshold for determining if a meeting takes place as
the gathering of three members of a public body, or a quorum
if less than three. Furthermore, the definition of a public
body only includes committees and subcommittees if created
to perform delegated functions or advise the public body.
Rules of statutory construction dictate that in the absence
of a statutory definition, a term is considered to have its
ordinary meaning given the context in which it is used.3
Because FOIA does not provide a specific definition for "created,"
one must look to the dictionary to determine its ordinary
meaning and usage. Webster's Dictionary defines the term as
"to cause to be" or "to bring into existence."4
In this case, neither the Board of Supervisors nor the School
Board caused a committee to be or brought a committee into
existence; therefore, the gathering of the chairs and vice-chairs
does not fall under the plain language of the definition of
a public body in FOIA. FOIA does not contain language specifying
that intent plays a role for purposes of defining a meeting.
A "meeting" is defined as a gathering of three members,
or a quorum if less than three, of a public body; one must
conclude that anything less than these threshold numbers does
not invoke the open meeting requirements of FOIA, regardless
of the purpose or intent of the gathering. Other sections
of the Code, not related to FOIA, clearly express an intent
that certain provisions are not to be used to circumvent other
requirements of the law.5 For example, the law generally requires
that an individual or entity be licensed to sell or serve
alcoholic beverages. Certain exclusions from licensing are
provided, such as allowing an individual to keep alcoholic
beverages in his home for his personal use and to serve or
give to guests as a gift. However, subsection 7 of §
4.1-200 states that such personal service may not be used
as a shift or device to evade the licensing requirements.
Absent such language indicating that the definitions of "meeting"
and "public body" should not be used as a shift
or device to avoid the open meeting requirements of FOIA,
one must conclude that a gathering that does not fall under
the plain language of these definitions is proper under FOIA.6
Thank
you for contacting this office. I hope that I have been of
assistance.
Sincerely,
Maria
J.K. Everett
Executive Director
1See
2004 Procedures of the Chesterfield Board of Supervisors,
§ 21 ("The Board may create committees and shall
appoint members to such committees) and § 20 ("Appointments
to committees of the board...shall be made only by resolution
adopted by a majority of the full board at a meeting.").
See also Chesterfield County School Board Bylaws, § 114
("There shall be no standing committees of the School
Board; however, the School Board may establish special committees
for specific purposes.") and § 115(B) ("The
Chairman shall preside at all meetings of the Board, appoint
committees when authorized by the Board, and perform
other such duties...") [Emphasis added]. The facts to
do not indicate that the chairman of the School Board was
given the authority to appoint such a committee. If facts
were presented in which a chairman of a public body had the
authority to create and appoint committees absent any action
of the public body, then the creation of an entity in such
a manner to advise or perform functions of the public body
would be considered a committee for purposes of the definition
of a public body under FOIA, and its meetings would be subject
to the open meeting requirements of FOIA.
2See 1990 Op. Atty. Gen. Va. 8.
3Commonwealth Department of Taxation v. Orange-Madison
Coop. Farm Service, 220 Va. 655, 261 S.E. 2d 532 (1980);
1991 Op. Atty. Gen. Va. 413; 1986-87 Op. Atty. Gen. Va. 174;
see generally Norman J. Singer, Statutes and Statutory
Construction, 6th ed., § 46:01.
4Webster's
Third New International Dictionary (1986).
5See subsection 7 of § 4.1-200, subdivision
A 22 of § 4.1-325, and § 4.1-325.2 of the Code of
Virginia.
6Notwithstanding the resolution of this particular
situation, the facts you present raise a peripheral issue
with regard to the application and interpretation of the definition
of a public body. If facts were presented indicating that
ad hoc meetings of two members of a public body were
becoming a serial practice, then my conclusion that such gatherings
were not required to be noticed and open to the public might
change. If such ad hoc meetings became the common mode
of operation for a public body, a public body may essentially
acquiesce to establishing a de facto committee by allowing
such discussions and gatherings to continue as a means to
conduct business in lieu of formally appointing a committee
that would be clearly subject to FOIA. One may be able to
determine that the public body has recognized, even absent
a formal vote, a de facto committee by allowing the same to
members to regularly perform delegated functions or advise
the public body on a specific issue. However, such a conclusion
would be bolstered by a statement of statutory intent by the
General Assembly that the definitions in FOIA should not be
used as a shift or device to avoid the open meeting requirements
of FOIA.
|