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VIRGINIA
FREEDOM OF INFORMATION
ADVISORY COUNCIL
COMMONWEALTH OF VIRGINIA
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AO-33-01
June
14, 2001
Mr. William Murphy
Fairfax, Virginia
The staff of
the Freedom of Information Advisory Council is authorized
to issue advisory opinions. The ensuing staff advisory opinion
is based solely upon the information presented in your emails
of May 3 and June 9, 2001.
Dear Mr. Murphy:
You have asked whether
you may obtain an electronic list of the email addresses
of students at George Mason University under the Virginia
Freedom of Information Act (FOIA). You indicate that when
you requested this record, the university refused to supply
it on the grounds that the school does not disclose email
addresses pursuant to the federal Family Educational Rights
and Privacy Act (FERPA). Upon further investigation of the
denial, you indicate that the university designates email
addresses as directory information for purposes of FERPA,
and makes this information available to the public in both
a printed student directory and through a searchable electronic
database. You ask whether FERPA excludes student email addresses
from the scope of FOIA, or whether you may access these records.
Subsection A of
§ 2.1-342 of the Code of Virginia requires that all public
records must be open for inspection [e]xcept as otherwise
specifically provided by law. Exceptions to this general
rule of access can be found in both state and federal law.
One such federal law that limits access to certain records
is FERPA,1 as was cited in the university's denial
of your request for the email addresses.
FERPA applies to
all educational agencies or institutions that participate
in grant programs administered by the United States Department
of Education. As such, FERPA includes within its scope virtually
all public educational institutions, such as state universities,
as well as many private educational institutions. The focal
point of FERPA is the protection of the privacy of students.
Generally, FERPA prohibits access to the education records
of any student that contain personally identifiable information
about that student, unless the parent of the student, or the
student if over the age of 18, consents to the disclosure.
FERPA does allow an educational institution to disclose "directory
information" about a student, which is information contained
in an education record of a student which would not generally
be considered harmful or an invasion of privacy if disclosed.2
This would include, but is not limited to, information such
as a student's name, telephone listing and address. Prior
to disclosing directory information, the educational institution
must provide notice of which items it considers directory
information, and give the parents, or students if over 18,
a chance to prohibit any or all of those items from being
made available to the public.
In your inquiry,
you indicate that the university has designated student email
addresses as directory information, and make these addresses
available to the public through various avenues. For example,
the printed student directory includes email addresses, and
a search engine available on the university website allows
a user to enter a student's name and retrieve that individual's
email address. Your question becomes whether the university
may deny you access to the email list in the electronic format
that you have requested, since it has designated the information
as directory information and makes it available through other
means and in other formats.
Generally, subsection
H of § 2.1-342 of FOIA requires that if a public body maintains
nonexempt records in an electronic format, it must produce
these records in any tangible medium identified by the requestor,
so long as that medium is used by the public body in the ordinary
course of business. However, it is unclear whether such a
provision would operate to compel the university to produce
the records that are otherwise governed by FERPA. The Virginia
Freedom of Information Advisory Council only has the authority
to issue opinions relating to the interpretation of FOIA,
and thus cannot offer an interpretation of the application
of FERPA to your present inquiry. However, having contacted
the Family Policy Compliance Office, the entity within the
federal Department of Education that oversees FERPA, it appears
that the university is within its rights to withhold the information
that you requested. The Family Policy Compliance Office advised
that the dissemination of directory information is left to
the discretion of the educational institution, and that such
institution may release directory information under some circumstances
but deny it in others. It was noted that the federal regulations
relating to the release of directory information state that
an educational agency or institution may disclose
directory information if it has given public notice to parents
of students in attendance and eligible students in attendance
of the types of information designated as directory information
and the right to refuse the release of such information.3
(Emphasis added) Under this interpretation, even if the university
has designated student email addresses as directory information,
it is not required to disclose this information to the public,
and it may exercise its discretion as to when and how to release
it. If you have further questions about the application of
FERPA, I would suggest that you contact the Family Policy
Compliance Office, U.S. Department of Education, 400 Maryland
Avenue, S.W., Washington, D.C. 20202-4605. That office may
also be reached by phone at (202) 260-3887.
Thank you for contacting
this office. I hope that I have been of assistance.
Sincerely,
Maria J.K. Everett
Executive Director
1
20 U.S.C.A. §1232g (1998).
2 34
Code of Federal Regulations 99.3.
3 34
C.F.R. 99.37(a).
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